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Is it possible to establish effective financial services regulatory controls in multi-national enterprises?

Citation: Chapman, Rosemary (2012) Is it possible to establish effective financial services regulatory controls in multi-national enterprises? Masters thesis, Institute of Advanced Legal Studies, School of Advanced Study.

Rosemary_Chapman_LLM_ICGREL_dissertation.pdf

Creative Commons: Attribution-Noncommercial-No Derivative Works 3.0

This work discusses how a governance culture that embraces soft law conventions as well as hard law requirements in a financial services multinational enterprises (MNE) can be effective as a business enabling and risk minimising compliance programme.

Additional Information: Master dissertation (distinction) - LLM in International Corporate Governance, Financial Regulation and Economic Law (ICGFREL)
Creators: Chapman, Rosemary and
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Subjects: Law
Keywords: Multinational companies - Law and legislation, Securities regulation, Financial markets, Financial regulation, Corporate governance, Trade regulation, Social responsibility of business
Divisions: Institute of Advanced Legal Studies
Collections: Theses and Dissertations
Dissertation
Dates:
  • 2012 (submitted)

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